We value the importance of providing transparent information to assist our clients (both current and potential) in making well-informed choices. To make things easier for you, we have included links to all our disclosures below. However, please note that not all disclosures apply to every client. The relevance of these disclosures will depend on the specific services, accounts, or products you decide to engage us for. We will inform you about the relevant items as necessary, but please feel free to ask us for further clarification whenever needed.
CRS Forms - Customer Relationship Summaries
The SEC mandates Form CRS to provide information to retail investors. Cambridge Investment Research, Inc. (referred to as "Cambridge") acts as a Broker/Dealer, while Cambridge Investment Research Advisors, Inc. (referred to as "CIRA") serves as a registered investment adviser. Due to these dual roles, they furnish two CRS forms, accompanied by a supplement, which outline the range of services, products, relationship types you can have with them, as well as fees/costs, conflicts, and responsibilities.
Privacy Policy
Financial institutions have the discretion to determine the extent of sharing your personal data. Consumers are granted certain rights by federal legislation to restrict certain aspects of this sharing. Additionally, federal law mandates that we inform you about the methods we employ to collect, share, and safeguard your personal information. It is crucial that you carefully review this notification to comprehend our practices.
Part 2A of the Form ADV for Cambridge’s RIA
The Form ADV 2A serves as a standardized document utilized by Registered Investment Advisers for the purpose of registering with both the Securities Exchange Commission (SEC) and state securities authorities. Rep-advisors have an obligation to furnish new and potential clients with a clear and straightforward brochure, along with brochure supplements containing relevant information. Through the Form ADV 2A, individuals can assess the risks involved with a specific rep-advisor, their operational methods, and their investment approaches.
ADV Part 2B for Carter Benkendorfer - CFP®, ChFC
The accompanying Brochure Supplement furnishes details regarding Carter Benkendorfer. It serves as a complement to the Disclosure Brochures and Forms CRS of our company, Cambridge Investment Research Advisors, Inc (CIRA), and its affiliated broker-dealer, Cambridge Investment Research, Inc. (CIR). Within this document, you will discover the following information:
Educational Background and Business Experience
Professional Designations
Disciplinary Information
Other Business Activities
ADV Part 2B for Zach Hoelscher
The accompanying Brochure Supplement furnishes details regarding Zach Hoelscher. It serves as a complement to the Disclosure Brochures and Forms CRS of our company, Cambridge Investment Research Advisors, Inc (CIRA), and its affiliated broker-dealer, Cambridge Investment Research, Inc. (CIR). Within this document, you will discover the following information:
Educational Background and Business Experience
Professional Designations
Disciplinary Information
Other Business Activities
ADV Part 2B for Elizabeth Chabin
The accompanying Brochure Supplement furnishes details regarding Elizabeth Chabin. It serves as a complement to the Disclosure Brochures and Forms CRS of our company, Cambridge Investment Research Advisors, Inc (CIRA), and its affiliated broker-dealer, Cambridge Investment Research, Inc. (CIR). Within this document, you will discover the following information:
Educational Background and Business Experience
Professional Designations
Disciplinary Information
Other Business Activities
Regulation Best Interest Disclosure (Reg. BI)
The objective of this statement is to furnish details concerning the operational procedures, remuneration, and potential conflicts of interest in relation to Cambridge Investment Research, Inc.
Additional Disclosures from Cambridge Advisors
Frequent updates occur routinely. Unable to locate the specific document you seek? Or perhaps you encountered a broken link? (If so, please inform us, and we will redirect you and repair the link!) Furthermore, you can access the primary Cambridge disclosures page, which contains the latest disclosures and supplementary materials.